0000921895-16-004965.txt : 20160617 0000921895-16-004965.hdr.sgml : 20160617 20160617161453 ACCESSION NUMBER: 0000921895-16-004965 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160617 DATE AS OF CHANGE: 20160617 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LEADING BRANDS INC CENTRAL INDEX KEY: 0000884247 STANDARD INDUSTRIAL CLASSIFICATION: BOTTLED & CANNED SOFT DRINKS CARBONATED WATERS [2086] IRS NUMBER: 000000000 FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-46937 FILM NUMBER: 161720292 BUSINESS ADDRESS: STREET 1: UNIT 101 STREET 2: 33 W. 8TH AVENUE CITY: VANCOUVER STATE: A1 ZIP: V5Y 1M8 BUSINESS PHONE: 6046752778 MAIL ADDRESS: STREET 1: UNIT 101 STREET 2: 33 W. 8TH AVENUE CITY: VANCOUVER STATE: A1 ZIP: V5Y 1M8 FORMER COMPANY: FORMER CONFORMED NAME: BRIO INDUSTRIES INC DATE OF NAME CHANGE: 19941102 FORMER COMPANY: FORMER CONFORMED NAME: CAMFREY RESOURCES LTD DATE OF NAME CHANGE: 19930506 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GLOBAL VALUE INVESTMENT CORP. CENTRAL INDEX KEY: 0001569866 IRS NUMBER: 260585642 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1500 W. MARKET ST., STE 250 CITY: MEQUON STATE: WI ZIP: 53092 BUSINESS PHONE: 262-478-0640 MAIL ADDRESS: STREET 1: 1500 W. MARKET ST., STE 250 CITY: MEQUON STATE: WI ZIP: 53092 FORMER COMPANY: FORMER CONFORMED NAME: MILWAUKEE PRIVATE WEALTH MANAGEMENT, INC. DATE OF NAME CHANGE: 20130215 SC 13G/A 1 sc13ga409863003_06162016.htm AMENDMENT NO. 4 TO THE SCHEDULE 13G sc13ga409863003_06162016.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G
(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
 
(Amendment No. 4)1
 

Leading Brands, Inc.
 (Name of Issuer)
 
Common Stock, no par value
 (Title of Class of Securities)
 
52170U-207
 (CUSIP Number)
 
June 14, 2016
 (Date of Event Which Requires Filing of this Statement)
 
 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
   x  Rule 13d-1(b)
 
   o  Rule 13d-1(c)
 
   o  Rule 13d-1(d)
 

_______________
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
      The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
 

 
CUSIP NO. 52170U-207
 
1
NAME OF REPORTING PERSON
 
GLOBAL VALUE INVESTMENT CORP.
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
  (a) o
  (b) o
3
SEC USE ONLY
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Wisconsin
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
               -0-
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
-0-
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
-0-
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
¨
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0%
12
TYPE OF REPORTING PERSON
 
IA

 
2

 
CUSIP NO. 52170U-207
 
Item 1

 
(a).
Name of Issuer:

Leading Brands, Inc.

 
(b).
Address of Issuer's Principal Executive Offices:

33 West 8th Avenue
Unit 101
Vancouver, British Columbia, V5Y 1M8, Canada

Item 2

 
(a).
Name of Person Filing:

Global Value Investment Corp.

 
(b).
Address of Principal Business Office or, if None, Residence:

1500 W. Market Street, Suite 250
Mequon, WI 53092

 
(c).
Citizenship:

A Wisconsin Corporation.

 
(d).
Title of Class of Securities:

Common Stock, no par value

 
(e).
CUSIP Number:

52170U-207

Item 3.
If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:

 
/ /
Not applicable.

 
/ /
Broker or dealer registered under Section 15 of the Exchange Act.

 
/ /
Bank as defined in Section 3(a)(6) of the Exchange Act.

 
/ /
Insurance company as defined in Section 3(a)(19) of the Exchange Act.

 
/ /
Investment company registered under Section 8 of the Investment Company Act.

 
/x/
An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E).

 
/ /
An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F).
 
 
3

 
CUSIP NO. 52170U-207
 
 
/ /
A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G).

 
/ /
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act.

 
/ /
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act.

 
/ /
Group, in accordance with Rule 13d-1(b)(1)(ii)(J).

 
/ /
Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____

Item 4.
Ownership

As of the close of business on June 14, 2016:

 
(a)
Amount beneficially owned:

 
0 shares.

 
(b)
Percent of class:

 
0%. Based on 2,855,947 shares of Common Stock outstanding as of May 31, 2016, as reported in the Issuer’s Press Release Announcing First Quarter Results, filed as Exhibit 99.1 to its Report on Form 6-K, filed with the Securities and Exchange Commission on June 15, 2016.

 
(c)
Number of shares as to which such person has:

 
(i)
Sole power to vote or to direct the vote

 
-0-

 
(ii)
Shared power to vote or to direct the vote

 
-0-

 
(iii)
Sole power to dispose or to direct the disposition of

 
 -0-

 
(iv)
Shared power to dispose or to direct the disposition of

 
-0-

Item 5.
Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: x
 
 
4

 
CUSIP NO. 52170U-207

Item 6.
Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

Item 7.
Identification and Classification of the Subsidiary That Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

Not Applicable.

Item 8.
Identification and Classification of Members of the Group.

Not applicable.

Item 9.
Notice of Dissolution of Group.

Not Applicable.

Item 10.
Certifications.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.
 
 
5

 
CUSIP NO. 52170U-207

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: June 17, 2016

   
GLOBAL VALUE INVESTMENT CORP.
 
 
     
 
 
   
 
     
By:
/s/ Jeffrey Geygan
       
Name: Jeffrey Geygan
       
Title: President/CEO

 
 
 
6